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UMTS Key Technologies

 Content:

RAKE Receiver
Handover Control
Compressed Mode
Admission Control
Load Control
Code Resource Allocation
Capacity Features

Multi-path characteristics of radio channel

Electromagnetic propagation:
ldirect radiationreflectiondiffraction and scattering
Signal attenuation:
lPath lossLoss of electromagnetic waves in  large scope of the spread reflects the trend of the received signal in the spreading
lSlow fadingLoss because of being blocked by the building and hill in the propagation path
lFast fadingElectromagnetic signals rapidly decline in a few dozens wavelength ranges
Description of Fast fading distribution
lRayleigh distributionnon line-of –sight(NLOS) transmission
lRician distributionline-of –sight(LOS) transmission





RAKE Receiver

The multi-path signals contain some useful energy , therefore the UMTS receiver can combine these energy of multi-path signals to improve the received signal to noise ratio.
RAKE receiver adopts several correlation detectors to receive the multi-path signals, and then combines the received signal energy.  

RAKE Receiver can effectively overcome the multi-path interference,  consequently improve the receiving performance.


Multi-finger receiver

Traditional receiver
lMulti-path signals are treated as interference.
lThe receiving performance will decline because of the   Multi-address Interference (MAI).
Precondition of Multi-finger receiver
lMulti-finger receiver utilizes the Multi-path Effect.
lMulti-finger signals can be combined through relative process
lMulti-finger time delay is larger than 1 chip interval, which is 0.26us=>78m.





Handover Control

What is Handover?

When UE is moving from the coverage area of one site to another, or the quality of service is declined by external interference during a service, the service must be handed over to an idle channel for sustaining the service.
Handover is used to guarantee the continuity of service.
Handover is a key technology for mobile networking.




Hard Handover

During the hard handover procedure, all the old radio links with the UE are abandoned before new ones are established, so there must be service interruption during the HHO.
Hard handover may occur in the following main cases
lWhen the UE is handed over to another UTRAN carrier, or another technology mode.
lWhen soft handover is not permitted (if O&M constraint)


Soft/Softer Handover

The soft/softer handover allows to migrate from one cell to another without service interruption or without deleting all old radio links.
UE can connect to more than one cell simultaneously and  take benefit from the macro-diversity.



UMTS General Handover Trilogy

Measurement Control
lUTRAN demands the UE to start measurement through issuing a  measurement control message.
Handover decision
lUTRAN makes the decision based on the measurement reports from UE. The implementation of handover decision is various for different vendors. It impacts on the system performance critically.
Handover execution
lUTRAN and UE execute different handover procedure according to the handover command.


General Procedure of Handover Control

Measuring
The measurement objects are decided by RNC. Usually, either Ec/Io or RSCP (Received Signal Code Power) of P-CPICH channel is used for handover decision.
RNC adopts Ec/Io measurement, because Ec/Io embodies both the received signal strength and the interference. The relation of Ec/Io and RSCP is shown as follows:
lEc/Io RSCP/RSSI
In the above equationRSSIReceived Signal Strength Indicatoris measured within the bandwidth of associated channels
Filtering
The measurement results should be filtered before being reported. Measurement filtering can be regarded as a low pass filtering procedure. The following equation is applied for filtering.
Fn=(1-a)Fn-1a*Mn
Variants definition
lFnfiltered measurement result
lFn-1last filtered measurement result
lMnlatest Ec/Io or RSCP measurement result received from physical layer;
la = 1/2(k/2), k means the “Filter coefficient”, which is included in the Measurement Control message. It is decided by the UTRAN.
lF0 is initialized by the first measurement result M1.
Reporting
Period report triggered handover
lBase on the filtered measurement result
Event report triggered handover
lBase on the event










n    Handover algorithm
lAll the handover algorithms including soft handover, hard handover and so on are implemented on the event decision made according to the measurement reports.
Events defined in 3GPP specifications
lIntra-frequency events1A~1F
lInter-frequency events2A~2F
lInter-RAT events3A~3D
nNote: RAT is short for “Radio Access Technology”, e.g. UMTS&GSM

Concepts Related to Handover

Active Set:
lA set of cells that have established radio links with a certain mobile station.
lUser information is sent from all these cells.
Monitored Set:
lA set of cells that are not in the active set but are monitored according to the list of adjacent cells assigned by the UTRAN.
Detected Set:
lA set of cells that are neither in the active set nor in the monitor set.





Hard Handover

Hard handover measurement is much more complex for UE than soft handover measurement.
Inter-frequency hard handover requires UE to measure the signal of other frequencies.
UMTS employs compressed mode technology to support inter-frequency measurement.

Compressed Mode

Purpose of Compressed Mode

In order to support inter-frequency and inter-RAT handover, UE is required to perform inter-frequency and Inter-RAT measurement periodically.
The UE with one transceiver does not have the opportunity to perform inter-frequency measurement during the service period (especially the voice call) , because the transceiver is busy in transmitting and receiving the signals all the time.
Compressed mode can provide idle slot based transmission time window, which can be used for inter-frequency measurement, for the UEs in connected state, e.g. CELL_DCH.


Generation of Compressed Mode Frame

n  Puncturing
lLower the symbol rate of physical channel when processing the rate matching procedure
SF halving
lEmploy half SF, e.g. employ SF64 to replace SF128
High layer scheduling
lDecrease the bit rate from up layer

Admission Control

The admission control is employed to admit the access of incoming call. Its general principal is based on the  availability and utilization of the system resources.
If the system has enough resources such as load margin, code, and channel element etc. the admission control will accept the call and allocate resources to it.

Purpose of Admission Control

When user initiates a call , the admission control should implement admission or rejection for this service according to the resource situation.
The admission control will sustain the system stability firstly and try the best to satisfy the new calling service’s QoS request, such as service rate, quality (SIR or BER), and delay etc. basing on the radio measurement.
Admission control is the only access entry for the incoming services, its strategy will directly effect the cell capacity and stability, e.g. call loss rate, call drop rate.

Admission Control in Uplink

Different ultimate user numbers
Different interference threshold under different ultimate user number conditions
Different ultimate throughputs




Admission Control Analysis

The service can be either one-direction or bi-direction type. For bi-direction service, it is admitted only after both uplink and downlink are admitted.
Admission control is the only access entry for the incoming services, its strategy will directly effect the cell capacity and stability, e.g. call loss rate, call drop rate.

Load Control






Load Control in Uplink

Triggers
lRTWP (Received Total Wide-band Power) value from measurement report exceeds the uplink overload threshold;
lAdmission control is triggered when rejecting the access of services with lower priority due to insufficient load capacity in uplink.
Methods for decreasing load
lDecrease the target Eb/No of service in uplink;
lDecrease the rate of none real time data service;
lHandover to GSM system;
lDecrease the rate of real time service, e.g. voice call;
lRelease calls.
Methods for increasing load
lIncrease the service rate.

Load Control in Downlink

Triggers
lTCP (Transmitted Carrier Power) value from measurement report exceeds the downlink overload threshold;
lAdmission control is triggered when rejecting the access of services with lower priority due to insufficient load capacity in downlink.
n  Methods for decreasing load
lDecrease the downlink target Eb/No of service in downlink;
lDecrease the rate of none real time data service;
lHandover  to coverage-shared light loaded carrier;
lHandover  to GSM system;
lDecrease the rate of real time service, e.g. voice call;
lRelease calls.
n  Methods for increasing load
lIncrease the service rate.

Cell Breathing Effect



Cell Breathing Effect

With the increase of activated terminals and the increase of high speed services, interference will increase.
The cell coverage area will shrink.
Coverage blind spot occurs
Drop of call will happen at the edge 




Code Resource Allocation

UMTS Code Resource

Channelized Code (OVSF code)
lUplink Channelized Code
lDownlink Channelized Code
Scrambling Code
lUplink Scrambling Code
lDownlink Scrambling Code

Function of OVSF Code




Why Code Resource Planning?

The OVSF (Orthogonal Variable Spreading Factor) code tree is a scarce resource and only one code tree can be used in each cell. In order to make full use of the capacity, and support as many connections as possible, it is important to plan and control the usage of channel code resource.
Downlink scrambling code allocation should be planned to avoid the interference between neighboring cells.
The uplink scrambling codes are sufficient, but RNC should plan the codes to use for avoiding allocating same code to different users in inter-RNC handover scenario.

Code Resource Planning

The uplink and downlink scrambling code can be planned easily by computer.
The uplink channelized code does not need planning, for every UE can use the whole code tree alone.
Therefore, only the downlink channelized code is planned with certain algorithm in RNC.
Each cell has one primary scrambling code, which correlates with a channel code tree. All the users under this cell share this single code tree, so the OVSF code resource is very limited.
The downlink channelized code tree is a typical binary tree with each layer corresponds to a certain SF ranging from SF4 to SF512.



Channelized Code Characters

Code allocation restriction
lThe code to be allocated must fulfill the condition that its ancestor nodes including from father node to root node and  offspring nodes in the sub tree are not allocated;
Code allocation side effect
lThe allocated node will block its ancestor nodes and offspring nodes, thus the blocked nodes will not be available for allocation until being unblocked .

Strategy of Channelized Code Allocation

Full utilization
lThe fewer the blocked codes, the higher code tree utilization rate.
Low Complexity
lShort code first.
Allocate codes for common channels and physical shared channels prior to dedicated channels.
lGuarantee the code allocation for common physical channels.
Apply certain optimized strategy to allocate codes for downlink dedicated physical channels. 

Planning of downlink scrambling code



Capacity Features







UMTS Capacity Features

UMTS capacity feature
lUMTS capacity is Soft Capacity.
The Concept of Soft Capacity
lThe system capacity and communication quality are interconvertible.
lDifferent services have different capacity.
lDifferent proportion of services have different capacity for mixed services.
lThe capacity is also restricted to the allocation of code resource.


Coverage and Capacity

UMTS performance is determined by such factors as
lNumber of users
lTransmission rate
lMoving speed
lWireless environment
indoors
Outdoors
The radius of cell depends on such factors as:
lLocal radio conditions (local interference)
lTraffic in neighbouring cells (remote interference) 
Cell Radius decrease according to the Increase of user number


Coverage/capacity VS Data Rate

Higher data rate needs higher power
High data rate transmission is only available nearby the station



Optimization methods

To overcome Cell Breathing Effect caused by increased traffic and meet different requirements for capacity and coverage in different environment, following solutions can be applied:


Factors affects UMTS Capacity

aa

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